Market Surveillance Analyst - #1170826

• Monday - Friday
• Raffles Place (Near MRT)
• Career Progression

Support the Legal, Regulatory and Compliance Department in maintaining a fair, orderly and transparent market, ensuring compliance with regulatory requirements and strengthening company's internal governance and controls.

Key Responsibilities

• Monitor trading activities and analyse surveillance alerts to identify potential market misconduct and unusual trading behaviour.
• Support investigations, escalation and reporting of suspicious trading activities to relevant stakeholders and regulators.
• Review and enhance market surveillance frameworks, policies, procedures and alert parameters.
• Ensure compliance with regulatory obligations under the Securities and Futures Act, including regulatory reporting, breach assessments and internal controls.
• Liaise with regulators, including the Monetary Authority of Singapore (MAS), and support regulatory and compliance matters.
• Support corporate governance activities, including Board and shareholder matters, as well as whistleblowing and disciplinary reviews.

Requirements

• Degree in Banking & Finance or other related field
• Minimum 3 years of relevant experience in derivatives trading compliance or market surveillance.
• Investigation or law enforcement experience is advantageous.

We regret to inform you that only shortlisted candidates will be notified.

Recruit Lync | 22C1000

Choek Wei Qi Joel | R1877109