Banking Financial Advisory | Up to $4500 | 1 Year Extendable - #1164563

Location: Raffles Place

Salary: Up to $4500

Duration: 1 year extendable

Working Hours: Mon-Thurs 9am-6:30pm, Fri 9am-5:30pm

Responsibilities

• Keeping abreast of regulatory developments and assisting to assess impact on the business, including providing advice, interpretation, and recommendation.

• Work with Group Compliance on compliance matters and initiatives.

• Providing operational advisories to the business unit; assist business units in operationalizing Compliance Policies & Guidelines / Regulatory Requirements.

• Assisting to develop sales assurance controls and coordinating implementation by the respective business/support functions.

• Performing periodic assessment & assurance reviews on key activities undertaken by the Business to ensure compliance/adherence with internal controls and regulatory requirements.

• Report findings, recommending corrective actions and preparing trend analysis as needed for management review.

• Validating new regulatory controls before the effective date of the new/revised requirements.

• Conducting compliance training to the sales platform on FAA related sales.

• Co-ordinating external and internal audits (Regulator/External & Internal Auditors/ Group Compliance) of Retail Business as based on thematic coverage.

• Undertaking ad hoc projects related to business / regulatory controls.
  

Requirements

• Degree in Business, Finance, Accountancy or Law preferred.

• At least 3-5 years of related working experience in a Retail Bank environment, preferably in the areas of business compliance and regulatory audit.

• Prior experience in operational risk management within business units or internal / external audit is welcome.

• Good understanding of the regulations applicable to Retail Banking would be an advantage (e.g., Banking Act, Financial Adviser Act, Securities and Futures Act).

• Candidates who have a strong regulatory background, compliance audit background or are currently in a business support role in the Retail Loan or Personal Wealth Management areas (e.g., secured or unsecured loan/ insurance/ investment sales) would also be considered.

• Good presentation and data analytics skills.

• Creative, resourceful, meticulous, analytical, and able to work independently with good excel and report writing skills.

• Self-driven and a team player with strong interpersonal and communication skills.
  

Interested applicants, click the 'Apply' button.

We regret to inform you only shortlisted candidates will be notified.

Choo Ming-Xuan, Debra | R25158765

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