Operations - Portfolio Management (Private Bank|Up to $4k) - #1109042

Responsibilities

Pre-processing check for all transfers and co-ordinate Portfolio Transfers

• Ensure all relevant approval is obtained and instruction provided by Business adheres to client's signing mandate and procedure
• For transfers of portfolio, co-ordinate with various teams to ensure smooth transition of client assets as well as Portfolio transfers via Letter of Undertaking

Securities Transfers

• Close liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties
• Proficient in managing daily request for security transfer from initiation of request to completion
• Timely and accurate processing of security transfer request
• Effective management and resolution of failed transfers

Control

• Effective management of stock and cash breaks
• Perform end of day control checks
• Perform Risk & Control Self Assessment (RCSA) checks
• Ensure any exception handling is as per exception handling framework

The Talent

• No Experiences are welcome to apply
• Experience in monitoring trade transactions to ensure completeness
• Good knowledge in MS Excel VBA or Access preferred
• Experience in creating automation tools or databases to assist business operations
• Experience in developing/ maintaining in department operational manuals

Next Steps

• Drop your resume and contact us to follow-up, or send your resume to [email protected]
• Only shortlisted candidates will be contacted

Jayden Tan

Direct Line: +65 6697 7859
EA Licence Number: 91C2918
Personnel Registration Number: R2198828